The expected annual loss amount is the value of losses that could occur in the future, equalized on an annual basis based on the frequency of occurrence. Therefore, it is the Single Loss Expectancy (SLE) multiplied by the annual frequency of occurrence (ALO).

〇：Tell your business partner that your company is not ready

Planned business continuity procedures can provide an organization with many benefits. In addition to the other response options listed previously, organizations can provide a quick and appropriate response to an emergency, mitigate the impact on their business, and work with outside vendors during the recovery period. Efforts in these areas should communicate to business partners that they are prepared in the event of a disaster.

×：Resuming Critical Business Functions

This is incorrect because a business continuity plan allows an organization to resume critical business functions. As part of the BCP development, the BCP team conducts a business impact analysis that includes identifying the maximum allowable downtime for critical resources. This effort helps the team prioritize recovery efforts so that the most critical resources can be recovered first.

×：Protecting Lives and Ensuring Safety

Business continuity planning allows organizations to protect lives and ensure safety, which is wrong. People are a company’s most valuable asset. Therefore, human resources are an integral part of the recovery and continuity process and must be fully considered and integrated into the plan. Once this is done, a business continuity plan will help a company protect its employees.

×：Ensure business viability

This is a fallacy because a well-planned business continuity plan can help a company ensure the viability of its business. A business continuity plan provides methods and procedures for dealing with long-term outages and disasters. It involves moving critical systems to another environment while the original facility is being restored and conducting business operations in a different mode until normal operations return. In essence, business continuity planning addresses how business is conducted after an emergency.

The 2001 terrorist attacks triggered the development of various laws against terrorism. Therefore, the correct answer is “2001,September 11 attacks”.

〇：Parallel testing or full interruption testing

A Business Impact Analysis (BIA) is considered a functional analysis where the team gathers data through interviews and documentation sources. Document business functions, activities, and transactions. Develop a hierarchy of business functions. Finally, a classification scheme is applied that indicates the level of importance of each individual function. Parallel and full interruption tests are not part of the BIA. These tests are performed to ensure the ongoing effectiveness of the business continuity plan to accommodate the constantly changing environment. While full interruption testing involves shutting down the original site and resuming operations and processing at an alternate site, parallel testing is performed to ensure that a particular system will actually function properly at the alternate off-site function.

×：Application of a classification scheme based on criticality levels.

This is incorrect because it is performed during a BIA. This is done by identifying a company’s critical assets and mapping them to characteristics such as maximum allowable downtime, operational disruption and productivity, financial considerations, regulatory liability, and reputation.

×：Gathering information through interviews

This is not correct as it is done during the BIA. The BCP committee does not truly understand all business processes, the steps to be taken, or the resources and supplies those processes require. Therefore, the committee should collect this information from people in the know, which are department heads and specific employees within the organization.

×：Document business functions

This is incorrect because the BCP committee makes this part of the BIA. Business activities and transactions must be documented. This information can come from department managers and specific employees who are interviewed or surveyed. Once the information is documented, the BCP committee can conduct an analysis to determine which processes, equipment, or operational activities are most critical.

CIA stands for Confidentiality, Integrity, and Availability.

Measures have been implemented to reduce the overall risk to an acceptable level. However, no system or environment is 100% safe, and risks remain with all countermeasures. The residual risk after countermeasures have been taken is called residual risk. Residual risk is different from total risk. Total risk is the risk of not implementing countermeasures. While total risk can be determined by calculating (threat x vulnerability x asset value = total risk), residual risk can be determined by calculating (threat x vulnerability x asset value) x control gap = residual risk. The control gap is the amount of protection that the control cannot provide.

〇：DDoS attacks

Availability is one of the properties of the CIA triad that indicates service continuity. An attack that threatens the continuity of service corresponds to a DDoS attack that sends a large number of requests and causes a service outage. Therefore, the correct answer is “DDoS attack”.

×: Wheeling

Whaling is a spear-phishing attack that targets a socially recognized person or organization.

×: TOC/TOU

TOC/TOU is a software bug that occurs when the system is modified between the time a condition is checked and the time the results of that check are used. In many cases, the attack replaces one file with another between looking for the file and reading the file.

×: DRAM

RAM (Random Access Memory) is memory used for CPU and screen displays, etc. DRAM is RAM that is only stored for short periods of time and requires periodic refreshing.

Awareness is to inform the organization’s members of the information they already have in order to make them more vigilant again. Tranning is the input of information that is unknown to the members of the organization. Therefore, the difference between awareness-raising and tranning is whether the target audience is already aware of the information.

〇：Risk Mitigation

Risk can be addressed in four basic ways: transfer, avoidance, mitigation, and acceptance. Sue reduces the risk posed by her e-mail system by implementing security controls such as antivirus and anti-spam software. This is also referred to as risk mitigation, where risk is reduced to a level considered acceptable. Risk can be mitigated by improving procedures, changing the environment, erecting barriers to threats, and implementing early detection techniques to stop threats when they occur and reduce damage.

×：Risk Acceptance

This is inappropriate because risk acceptance does not involve spending on protection or countermeasures such as anti-virus software. When accepting a risk, one should be aware of the level of risk faced and the potential damage costs and decide to keep it without implementing countermeasures. If the cost/benefit ratio indicates that the cost of countermeasures exceeds the potential losses, many companies will accept the risk.

×：Risk Avoidance

Wrong because it would mean discontinuing the activity that is causing the risk. In this case, Sue’s firm decides to continue using e-mail. A company may choose to terminate an activity that introduces risk if the risk outweighs the business needs of the activity. For example, a company may choose to block social media websites in some departments because of the risk to employee productivity.

×：Risk Transfer

This is incorrect because it involves sharing risk with other entities, as in the purchase of insurance to transfer some of the risk to the insurance company. Many types of insurance are available to firms to protect their assets. If a company determines that its total or excess risk is too high to gamble, it can purchase insurance.

Sabotage is an attack by an insider.

〇：AS / NZS 4360

AS / NZS 4360 can be used for security risk analysis, but it was not created for that purpose. It takes a much broader approach to risk management than other risk assessment methods, such as NIST or OCTAVE, which focus on IT threats and information security risks. AS / NZS 4360 can be used to understand a firm’s financial, capital, personnel safety, and business decision-making risks.

×：FAP

Incorrect as there is no formal FAP risk analysis methodology.

×：OCTAVE

Image B is incorrect because it focuses on IT threats and information security risks. OCTAVE is intended for use in situations that manage and direct information security risk assessments within an organization. Employees of an organization are empowered to determine the best way to assess security.

×：NIST SP 800-30

Wrong because it is specific to IT threats and how they relate to information threats. Focus is primarily on systems. Data is collected from network and security practices assessments and from people within the organization. Data is used as input values for the risk analysis steps outlined in the 800-30 document.

〇：Business Case

The most important part of establishing and maintaining a current continuity plan is management support. Management may need to be convinced of the need for such a plan. Therefore, a business case is needed to obtain this support. The business case should include current vulnerabilities, legal obligations, current status of the recovery plan, and recommendations. Management is generally most interested in cost-benefit issues, so preliminary figures can be gathered and potential losses estimated. Decisions about how a company should recover are business decisions and should always be treated as such.

×：Business Impact Analysis

Incorrect because the Business Impact Analysis (BIA) was conducted after the BCP team gained management’s support for its efforts. A BIA is conducted to identify areas of greatest financial or operational loss in the event of a disaster or disruption. It identifies the company’s critical systems required for survival and estimates the amount of downtime the company can tolerate as a result of a disaster or disruption.

×：Risk Analysis

Incorrect, as this is a method of identifying risks and assessing the potential damage that could be caused to justify security protection measures. In the context of BCP, risk analysis methods should be used in a BIA to identify which processes, devices, or operations are critical and should be recovered first.

×：Threat reports

The answer is wrong because it is unintended. However, it is important for management to understand what the actual threats are to the enterprise, the consequences of those threats, and the potential loss value for each threat. Without this understanding, management pays lip service to continuity planning and in some cases may be worse than if it did not plan because of the false awareness of security it creates.

〇：It encompasses network and code analysis and is sometimes referred to as electronic data discovery.

Forensics is the analysis of electronic data that may have been affected by technology, authentication, and criminal activity requiring special techniques to ensure the preservation of information. It comes together of computer science, information technology and engineering in the legal system. When discussing digital forensics with others, it may be described as computer forensics, network forensics, electronic data discovery, cyber forensics, etc.

×：The study of computer technology.

Digital forensics is incorrect because it involves information technology rather than research. It encompasses the study of information technology, but also includes collecting and protecting evidence and working within specific legal systems.

×：A set of hardware-specific processes that must be followed in order for evidence to be admissible in court.

Digital forensics is incorrect because it does not refer to hardware or software. It is a set of specific processes related to computer usage, examination of residual data, technical analysis and description of technical characteristics of the data, and reconstruction of the authentication of data by computer usage that must be followed for the evidence to be admissible in court.

×：Before an incident occurs, digital forensics roles and responsibilities should be assigned to network administrators.

This is wrong because digital forensics must be done by people with the proper training and skill set who could not possibly be administrators or network administrators. Digital forensics can be fragile and must have been worked on properly. If someone reboots an attacked system or inspects various files, it could corrupt and change executable evidence, key file timestamps, and erase any footprints the criminal may have left behind.

Scoping determines which parts of a standard will be deployed to the organization. It selects the standards that apply to the request or industry and determines which are within the organizational scope and which are outside of it.

A security document documents the security to be achieved.” To achieve “strong security” a clear definition is needed. Since the definition varies from organization to organization, it is necessary to put it in writing. There are five documents, with policy at the top, each of which is mandatory or optional.

〇：Regular software updates

You are the system administrator. As an administrator, what you should be doing is updating software on a regular basis. Therefore, the correct answer is “regular software updates.

There may be some that you should implement, but choosing the better of the two will also be tested in the actual exam.

×：Sophisticated product selection

In most cases, products that meet the requirements will be selected in accordance with the Request for Proposal (RFP) presented by the customer. Existing system administrators may be involved in some of these discussions, but this is not an appropriate response.

×：Early reporting to your supervisor

In all jobs, reporting to the supervisor is probably an essential part of the job. Here, however, it is more appropriate to focus on your position as a software system administrator.

×：Human resources to monitor the system

A resident system may allow you to deal with problems in a timely manner. However, here, it is more appropriate to focus on the position as a system administrator of the software.

HIPAA covered entities and the organizations and individuals who assist them in their business are treated in the same manner as HIPAA covered entities. Health care providers, health information clearinghouses, and health insurance plans are covered entities. Developers of health apps are responsible as programmers rather than holders or plan holders of bodily information. They may not be covered by HITECH, which focuses on how body information is managed. Therefore, the correct answer is “health app developer”.

It is not necessary to know the detailed HITECH requirements. You can classify them based on whether or not you are dealing with information and answer the questions by process of elimination.

P.A.S.T.A. is a seven-step process to find ways to protect the value of your assets while analyzing your compliance and business. P.A.S.T.A. provides a roadmap. Threat management processes and policies can be discovered. The main focus is on finding threats, which is where risk-centric thinking and simulation come into play.

〇：System logs that operate and are acquired on a daily basis

It is necessary to show that the logs are different from common usage in order to determine whether the access is unauthorized or not. Also, it is less reliable as legal evidence regarding logs that are not routinely obtained.

×：System logs from sophisticated products that comply with international standards

Market sophistication is not a requirement for legal evidence. Conversely, it is unlikely that software developed in-house cannot be used for legal archives.

×：System logs printed and stored as physical media

Whether or not logs are printed is not necessarily a legal requirement. Since the records are printed out as software, they are not purely physical evidence.

×：System logs close to the infrastructure recorded at the OS layer

Logs close to the OS layer have greater systemic traceability, but they are also less relevant to user operations and are not suitable as evidence of unauthorized access.

〇：Social Engineering

Social engineering is an attack that invites human error rather than system. It occurs regardless of system architecture and installed software.

×：DDoS Attacks

A DDoS attack is a mass DoS attack against a target website or server from multiple computers.

×：Ransomware

Ransomware is malware that freezes data by encrypting it and demands a ransom from the owner.

×：Zero-day attacks

A zero-day attack is an attack on a vulnerability that was disclosed before it was fixed.